Trust Alliance Compliance Solutions

In short

What is Internal Control?

You conduct internal checks to assess whether your compliance measures work in practice. This way, you don't just know what is on paper, but also what is actually happening.

What does Trust Alliance do?

We support you in setting up and performing internal controls on your screening and compliance processes, including reporting to management and the regulator.

For whom?

Compliance officers and risk managers who want to demonstrate that their program not only exists, but also works. Relevant for all organizations subject to the Anti-Money Laundering and Anti-Terrorist Financing Act (Wwft).

Internal Control

Your compliance works in practice, not just on paper

A strong compliance program stands or falls by its execution. Regulators are increasingly asking not just for policy, but for proof that the policy is being complied with in practice. Internal control gives you that proof.

Trust Alliance supports you in setting up and executing internal controls on your screening and compliance processes. We help you determine what to check, how to document it, and how to report the findings to management and the regulator.

The result is a functioning control framework that you can substantiate. You are demonstrably 'in control' and are able to show it.

Control of processes

We assess whether your screening and onboarding processes are carried out in practice as intended and documented.

Reporting and findings

You will receive a clear overview of findings, risk classification, and recommendations, directly usable for your management and compliance file.

Demonstrably compliant

The results of your internal audits serve as proof to the regulator that your program is working—not just that it exists.

From compliance on paper to compliance in practice

Trust Alliance helps compliance teams demonstrate the effectiveness of their program. More than 150 Dutch organizations rely on our knowledge and support.

Why Trust Alliance?

Knowledge of compliance as well as supervisory practice

2009

For 15 years, we have been supporting organizations in setting up and demonstrating their compliance

150+

Dutch organizations rely on our compliance solutions and expertise

Dutch Anti-Money Laundering and Anti-Terrorist Financing Act

In-depth knowledge of the Wwft (Anti-Money Laundering and Anti-Terrorist Financing Act), sanction regulations, and the expectations of Dutch regulators in the Netherlands

We combine practical knowledge of compliance processes with an understanding of what regulators expect. You will receive not only support with the implementation, but also advice on how best to present the findings.

Frequently asked questions

How often do we need to perform internal audits?

That depends on your risk profile and the requirements of your regulator. An annual review as a minimum is the baseline for most organizations subject to the Anti-Money Laundering and Anti-Terrorist Financing Act (Wwft). We can advise you on the appropriate frequency and scope for your specific situation.

What exactly is being checked?

We determine this together with you based on your compliance program and risk profile. Usual components include: completeness of screening dossiers, timeliness of re-screenings, follow-up on alerts, and quality of recording.

Can we perform internal control ourselves?

Yes. We can help you set up the framework so that you perform the checks yourself, or take over (part of) the execution. Many organizations choose a combination: performing it themselves, while we review and report.

Do you also provide support during a regulatory investigation?

Yes. If a regulator assesses your compliance program, we will help you get the documentation in order and present the findings of your internal audits in a clear manner.

Get in control?

Get in touch. We will discuss your situation and show you how we help you make your compliance demonstrable.

Start with Trust Alliance

Get started right away

We would love to get in touch with you to discuss, without any obligation, the possibilities we can offer your organization.

Email: info@trustalliance.com

Trust Alliance Compliance Solutions B.V.

Peperstraat 1

5211 KM 's-Hertogenbosch

Chamber of Commerce: 17212429

VAT number: NL8185.39.215.B01

"Great cooperation, transparent. Fast, friendly and clear communication."

Ferdy Franssen, Trifleet Leasing